B.Sc. in Quantitative Finance and Risk Management Science — CUHK Major Requirements (2026–27)
Faculty: Business Administration, Science, Others · Admission code: QFRMN · 78 units · For students admitted in 2026–27
Students are required to complete a minimum of 78 units of courses as follows:
1.Faculty Package9 units
MATH1010 or 1018, DOTE1030, 1040
Show 4 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| MATH 1010 | University Mathematics | A-LEC: Tu 10:30AM - 12:15PM Th 1:30PM - 2:15PM AT01-TUT: Th 5:30PM - 6:15PM B-LEC: We 1:30PM - 2:15PM Mo 12:30PM - 2:15PM BT01-TUT: Th 5:30PM - 6:15PM C-LEC: Mo 10:30AM - 12:15PM We 12:30PM - 1:15PM CT01-TUT: Th 5:30PM - 6:15PM D-LEC: We 5:30PM - 6:15PM Mo 2:30PM - 4:15PM DT01-TUT: Th 5:30PM - 6:15PM E-LEC: Mo 2:30PM - 4:15PM We 5:30PM - 6:15PM ET01-TUT: Th 5:30PM - 6:15PM F-LEC: Th 1:30PM - 2:15PM Tu 10:30AM - 12:15PM FT01-TUT: Th 5:30PM - 6:15PM G-LEC: We 10:30AM - 11:15AM Mo 4:30PM - 6:15PM GT01-TUT: Th 5:30PM - 6:15PM | H-LEC: Tu 4:30PM - 6:15PM Th 11:30AM - 12:15PM HT01-TUT: Th 5:30PM - 6:15PM I-LEC: Tu 10:30AM - 12:15PM Th 4:30PM - 5:15PM IT01-TUT: Th 5:30PM - 6:15PM J-LEC: Tu 2:30PM - 4:15PM Th 3:30PM - 4:15PM JT01-TUT: Th 5:30PM - 6:15PM | Not for students who have taken MATH1018, IMSC2018, 2028, 2058, 2068, 2230 or students who are taking MATH1520 in the same term. | |||
| MATH 1018 | Honours University Mathematics | --LEC: We 11:30AM - 12:15PM Mo 10:30AM - 12:15PM -T01-TUT: We 12:30PM - 1:15PM | — | Not for students who have taken MATH1010, IMSC2018, 2028, 2058, 2068, 2230 or students who are taking MATH1520 in the same term. | |||
| DOTE 1030 | Economics for Business Studies I | A-LEC: Tu 10:30AM - 1:15PM B-LEC: Th 9:30AM - 12:15PM C-LEC: Mo 3:30PM - 6:15PM D-LEC: Tu 2:30PM - 5:15PM E-LEC: Th 9:30AM - 12:15PM F-LEC: Tu 10:30AM - 1:15PM G-LEC: Mo 3:30PM - 6:15PM H-LEC: Mo 3:30PM - 6:15PM I-LEC: Tu 2:30PM - 5:15PM J-LEC: Tu 2:30PM - 5:15PM K-LEC: Th 2:30PM - 5:15PM L-LEC: Tu 10:30AM - 1:15PM M-LEC: Th 2:30PM - 5:15PM N-LEC: Mo 3:30PM - 6:15PM O-LEC: Th 2:30PM - 5:15PM | — | Not for students who have taken ECON2011 or ECON3011. | — | ||
| DOTE 1040 | Economics for Business Studies II | — | A-LEC: Th 9:30AM - 12:15PM B-LEC: Tu 10:30AM - 1:15PM C-LEC: Tu 10:30AM - 1:15PM D-LEC: Th 9:30AM - 12:15PM E-LEC: Th 2:30PM - 5:15PM F-LEC: Tu 2:30PM - 5:15PM G-LEC: Tu 10:30AM - 1:15PM H-LEC: Th 9:30AM - 12:15PM I-LEC: Tu 2:30PM - 5:15PM J-LEC: Th 2:30PM - 5:15PM K-LEC: Th 9:30AM - 12:15PM L-LEC: Tu 2:30PM - 5:15PM M-LEC: Th 2:30PM - 5:15PM | Not for students who have taken ECON2021 or ECON3021 or UGEC2015. | — |
2.Required Courses36 units
FINA2010, 3080, RMSC, 4001, 4003
Show 4 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| FINA 2010 | Financial Management | A-LEC: Mo 2:30PM - 5:15PM B-LEC: Th 9:30AM - 12:15PM C-LEC: Mo 9:30AM - 12:15PM | D-LEC: Mo 9:30AM - 12:15PM E-LEC: Tu 9:30AM - 12:15PM F-LEC: We 9:30AM - 12:15PM G-LEC: Th 9:30AM - 12:15PM H-LEC: Mo 9:30AM - 12:15PM I-LEC: Tu 9:30AM - 12:15PM J-LEC: We 9:30AM - 12:15PM K-LEC: Th 9:30AM - 12:15PM L-LEC: Mo 9:30AM - 12:15PM M-LEC: Tu 9:30AM - 12:15PM N-LEC: Tu 9:30AM - 12:15PM | 1. Pre-requisites: ACCT1111 or ACCT2111 and DOTE1030 or 1031, or permission from instructor.2. Not for students who have taken ECON3540, FINA2110 or FINA2310. | — | ||
| FINA 3080 | Investment Analysis and Portfolio Management | A-LEC: Tu 2:30PM - 5:15PM B-LEC: Tu 9:30AM - 12:15PM C-LEC: Th 2:30PM - 5:15PM D-LEC: We 2:30PM - 5:15PM E-LEC: We 9:30AM - 12:15PM | F-LEC: Mo 9:30AM - 12:15PM G-LEC: Mo 2:30PM - 5:15PM H-LEC: Tu 9:30AM - 12:15PM I-LEC: Th 2:30PM - 5:15PM | 1. Prerequisite: FINA2010 or 2310 or permission from instructor.2. Not for students who have taken ECON3520. | — | ||
| RMSC 4001 | Simulation Methods for Risk Management Science and Finance | A-LEC: We 9:30AM - 12:15PM AT01-TUT: TBA | B-LEC: Mo 9:30AM - 12:15PM BT01-TUT: TBA | Prerequisite:RMSC2001 or consent of instructor. | — | ||
| RMSC 4003 | Statistical Modelling in Financial Markets | --LEC: Tu 9:30AM - 12:15PM -T01-TUT: TBA | — | Prerequisite:RMSC2001 or consent of instructor. | — |
STAT2001#, 2006#, 3008#
Show 3 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| STAT 2001 | Basic Concepts in Statistics and Probability I | A-LEC: Mo 11:30AM - 12:15PM We 12:30PM - 2:15PM AT01-TUT: TBA B-LEC: We 9:30AM - 11:15AM Mo 1:30PM - 2:15PM BT01-TUT: TBA | C-LEC: Th 1:30PM - 2:15PM We 4:30PM - 6:15PM CT01-TUT: TBA | -. | |||
| STAT 2006 | Basic Concepts in Statistics and Probability II | A-LEC: Mo 2:30PM - 4:15PM We 12:30PM - 1:15PM AT01-TUT: TBA | B-LEC: Mo 2:30PM - 4:15PM Th 12:30PM - 1:15PM BT01-TUT: TBA C-LEC: Mo 11:30AM - 1:15PM Th 11:30AM - 12:15PM CT01-TUT: TBA | Pre-requisite: STAT2001 or ENGG2760 or ESTR2018 or consent of instructor. | |||
| STAT 3008 | Applied Regression Analysis | A-LEC: We 1:30PM - 4:15PM AT01-TUT: TBA B-LEC: Th 9:30AM - 12:15PM BT01-TUT: TBA | C-LEC: Tu 9:30AM - 12:15PM CT01-TUT: TBA |
MATH1030 or 1038 or 1630, 2010# or 2018#
Show 5 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| MATH 1030 | Linear Algebra I | A-LEC: Tu 12:30PM - 2:15PM Th 2:30PM - 3:15PM AT01-TUT: We 11:30AM - 12:15PM AT02-TUT: We 5:30PM - 6:15PM AT03-TUT: Th 9:30AM - 10:15AM AT04-TUT: Th 4:30PM - 5:15PM B-LEC: Tu 2:30PM - 4:15PM Th 3:30PM - 4:15PM BT01-TUT: We 11:30AM - 12:15PM BT02-TUT: We 5:30PM - 6:15PM BT03-TUT: Th 9:30AM - 10:15AM BT04-TUT: Th 4:30PM - 5:15PM C-LEC: Tu 5:30PM - 6:15PM Th 12:30PM - 2:15PM CT01-TUT: We 11:30AM - 12:15PM CT02-TUT: We 5:30PM - 6:15PM CT03-TUT: Th 9:30AM - 10:15AM CT04-TUT: Th 4:30PM - 5:15PM D-LEC: Tu 9:30AM - 10:15AM Th 10:30AM - 12:15PM DT01-TUT: We 11:30AM - 12:15PM DT02-TUT: We 5:30PM - 6:15PM DT03-TUT: Th 9:30AM - 10:15AM DT04-TUT: Th 4:30PM - 5:15PM | E-LEC: Tu 12:30PM - 2:15PM Th 1:30PM - 2:15PM ET01-TUT: Th 12:30PM - 1:15PM ET02-TUT: Th 2:30PM - 3:15PM ET03-TUT: Th 5:30PM - 6:15PM ET04-TUT: Th 10:30AM - 11:15AM ET05-TUT: Th 3:30PM - 4:15PM F-LEC: Tu 4:30PM - 6:15PM Th 11:30AM - 12:15PM FT01-TUT: Th 12:30PM - 1:15PM FT02-TUT: Th 2:30PM - 3:15PM FT03-TUT: Th 5:30PM - 6:15PM FT04-TUT: Th 10:30AM - 11:15AM FT05-TUT: Th 3:30PM - 4:15PM G-LEC: We 11:30AM - 1:15PM Th 4:30PM - 5:15PM GT01-TUT: Th 12:30PM - 1:15PM GT02-TUT: Th 2:30PM - 3:15PM GT03-TUT: Th 5:30PM - 6:15PM GT04-TUT: Th 10:30AM - 11:15AM GT05-TUT: Th 3:30PM - 4:15PM H-LEC: Tu 2:30PM - 4:15PM Th 5:30PM - 6:15PM HT01-TUT: Th 12:30PM - 1:15PM HT02-TUT: Th 2:30PM - 3:15PM HT03-TUT: Th 10:30AM - 11:15AM HT04-TUT: Th 3:30PM - 4:15PM I-LEC: Tu 4:30PM - 6:15PM Th 11:30AM - 12:15PM IT01-TUT: Th 12:30PM - 1:15PM IT02-TUT: Th 2:30PM - 3:15PM IT03-TUT: Th 5:30PM - 6:15PM IT04-TUT: Th 10:30AM - 11:15AM IT05-TUT: Th 3:30PM - 4:15PM X-LEC: We 11:30AM - 1:15PM Th 4:30PM - 5:15PM XT01-TUT: Th 5:30PM - 6:15PM | Not for students who have taken MATH1038,1630, IMSC1038, 2048, 2078 or students who are taking MATH1550 in the same term. | |||
| MATH 1038 | Honours Linear Algebra I | — | --LEC: Th 4:30PM - 5:15PM We 11:30AM - 1:15PM -T01-TUT: Th 5:30PM - 6:15PM | Not for students who have taken MATH1030,1630,IMSC1038,2048,2078 or students who are taking MATH1550 in the same term.Pre-requisite: [Alternative 1] Grade B or above in each of MATH1018, 1028.[Alternative 2] Grade A- or above in each of MATH1010, 1025. | |||
| MATH 1630 | Linear Algebra and Applications | — | --LEC: Tu 2:30PM - 4:15PM Th 5:30PM - 6:15PM -T01-TUT: Th 3:30PM - 4:15PM | Not for students who have taken MATH1030/1038.Pre-requisite: MATH1010/1018 or 1510 or 1520 or ENGG1120/ESTR1005 or (ECON1101 and ECON1111). | |||
| MATH 2010 | Advanced Calculus I | A-LEC: Tu 10:30AM - 12:15PM We 2:30PM - 3:15PM AT01-TUT: We 3:30PM - 4:15PM AT02-TUT: Th 10:30AM - 11:15AM AT03-TUT: Th 5:30PM - 6:15PM AT04-TUT: We 5:30PM - 6:15PM B-LEC: Tu 4:30PM - 6:15PM We 11:30AM - 12:15PM BT01-TUT: We 3:30PM - 4:15PM BT02-TUT: Th 10:30AM - 11:15AM BT03-TUT: Th 5:30PM - 6:15PM BT04-TUT: We 5:30PM - 6:15PM C-LEC: We 12:30PM - 1:15PM Tu 8:30AM - 10:15AM CT01-TUT: We 3:30PM - 4:15PM CT02-TUT: Th 10:30AM - 11:15AM CT03-TUT: Th 5:30PM - 6:15PM CT04-TUT: We 5:30PM - 6:15PM D-LEC: Tu 3:30PM - 5:15PM We 1:30PM - 2:15PM DT01-TUT: We 3:30PM - 4:15PM DT02-TUT: Th 10:30AM - 11:15AM DT03-TUT: Th 5:30PM - 6:15PM DT04-TUT: We 5:30PM - 6:15PM | E-LEC: Th 8:30AM - 10:15AM Tu 2:30PM - 3:15PM ET01-TUT: Tu 3:30PM - 4:15PM F-LEC: Tu 2:30PM - 4:15PM Th 4:30PM - 5:15PM FT01-TUT: Th 9:30AM - 10:15AM FT02-TUT: We 3:30PM - 4:15PM FT03-TUT: We 5:30PM - 6:15PM FT04-TUT: Th 2:30PM - 3:15PM G-LEC: Tu 10:30AM - 12:15PM Th 10:30AM - 11:15AM GT01-TUT: Th 9:30AM - 10:15AM GT02-TUT: We 3:30PM - 4:15PM GT03-TUT: We 5:30PM - 6:15PM GT04-TUT: Th 2:30PM - 3:15PM | Not for students who took MATH2018/2020/2028,IMSC2018,2028,2058,2068,2230 or taking MATH2530 in same term.Pre-requisite: [Option 1] MATH1010/1018.Check dept website for more options.Co-requisite MATH1030/1038/1050/1058/1090/1098/1630. | |||
| MATH 2018 | Honours Advanced Calculus I | --LEC: Tu 10:30AM - 12:15PM We 2:30PM - 3:15PM -T01-TUT: We 3:30PM - 4:15PM | — | Not for students taken MATH2010/2020/2028,IMSC or concurrently taking MATH2530.Pre-requisite: [Option 1] Grade B- or above in two of MATH1018, 1028, 1038.[Option 2] Grade A- or above in two of MATH1010, 1025, 1030.Co-requisite MATH1050/1058/1090/1098. |
ACCT1111 or 2111
Show 2 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| ACCT 1111 | Foundations in Financial Accounting | A-LEC: Tu 3:30PM - 6:15PM B-LEC: Th 2:30PM - 5:15PM C-LEC: Tu 12:30PM - 3:15PM | D-LEC: Th 9:30AM - 12:15PM E-LEC: Th 2:30PM - 5:15PM | Not for students who have taken ACCT2111. | — | ||
| ACCT 2111 | Introductory Financial Accounting | A-LEC: Fr 8:30AM - 11:15AM B-LEC: Mo 12:30PM - 3:15PM C-LEC: We 2:30PM - 5:15PM D-LEC: Tu 2:30PM - 5:15PM E-LEC: Th 2:30PM - 5:15PM | F-LEC: Th 9:30AM - 12:15PM G-LEC: Tu 10:30AM - 1:15PM H-LEC: Th 3:30PM - 6:15PM | Not for students who have taken ACCT1111. | — |
CSCI1510 or 1520 or 1530 or 1540 or 1550 or 1580
Show 6 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| CSCI 1510 | Computer Principles and C Programming | — | --LEC: Tu 2:30PM - 4:15PM Mo 2:30PM - 3:15PM -T01-TUT: Tu 4:30PM - 5:15PM | Not for students who have taken AIST1110 or CSCI1120 or CSCI1130 or CSCI1520 or CSCI1530 or CSCI1540 or CSCI1550 or ENGG1110 or ESTR1002 or ESTR1100 or ESTR1102. | |||
| CSCI 1520 | Computer Principles and C++ Programming | — | --LEC: Tu 11:30AM - 12:15PM Mo 10:30AM - 12:15PM -T01-TUT: Mo 12:30PM - 1:15PM | Not for students who have taken AIST1110 or CSCI1020 or CSCI1120 or CSCI1130 or CSCI1510 or CSCI1530 or CSCI1540 or CSCI1550 or ENGG1110 or ESTR1002 or ESTR1100 or ESTR1102. | |||
| CSCI 1530 | Computer Principles and Java Programming | — | --LEC: Tu 2:30PM - 3:15PM Mo 2:30PM - 4:15PM -T01-TUT: Tu 3:30PM - 4:15PM | Not for students who have taken AIST1110 or CSCI1030 or CSCI1120 or CSCI1130 or CSCI1510 or CSCI1520 or CSCI1540 or CSCI1550 or ENGG1110 or ESTR1002 or ESTR1100 or ESTR1102. | |||
| CSCI 1540 | Fundamental Computing with C++ | --LEC: We 4:30PM - 5:15PM Mo 12:30PM - 2:15PM -T01-TUT: We 5:30PM - 6:15PM | — | Not for students who have taken AIST1110 or CSCI1020 or CSCI1120 or CSCI1130 or CSCI1510 or CSCI1520 or CSCI1530 or CSCI1550 or ESTR1100 or ESTR1102. | |||
| CSCI 1550 | Computer Principles and Python Programming | --LEC: Mo 4:30PM - 6:15PM We 2:30PM - 3:15PM -T01-TUT: We 3:30PM - 4:15PM | — | Not for students who have taken ENGG1110 or ENGG1120 or ENGG1130 or CSCI1040 or CSCI1510 or CSCI1520 or CSCI1530 or CSCI1540 or CSCI2040 or AIST1110 or IERG1080.Not for students of Faculty of Engineering. | |||
| CSCI 1580 | Visual Programming | --LEC: Mo 1:30PM - 2:15PM Th 2:30PM - 4:15PM -T01-TUT: Th 4:30PM - 5:15PM | — | Not for students who have taken ENGG1100 or ENGG1110 or ENGG2600 or 2601 or ESTR1000 or 1002 or 2008. | — |
CSCI2100# or 2520# or DOTE2051# or SEEM3550#
Show 4 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| CSCI 2100 | Data Structures | A-LEC: Tu 2:30PM - 4:15PM Th 2:30PM - 3:15PM AT01-TUT: Tu 10:30AM - 11:15AM AT02-TUT: Tu 12:30PM - 1:15PM B-LEC: Tu 9:30AM - 11:15AM We 3:30PM - 4:15PM BT01-TUT: We 4:30PM - 6:15PM | A-LEC: Mo 4:30PM - 6:15PM We 2:30PM - 3:15PM AT01-TUT: Tu 3:30PM - 4:15PM AT02-TUT: Tu 5:30PM - 6:15PM B-LEC: Mo 4:30PM - 6:15PM Tu 2:30PM - 3:15PM BT01-TUT: Tu 3:30PM - 4:15PM BT02-TUT: Tu 5:30PM - 6:15PM C-LEC: Th 2:30PM - 3:15PM Mo 9:30AM - 11:15AM CT01-TUT: TBA | Not for students who have taken ESTR2102 or CSCI2520;Pre-requisite: AIST1110 or CSCI1120 or 1130 or 1510 or 1520 or 1530 or 1540 or 1550 or ESTR1100 or ESTR1102 or ESTR2306 or IERG2080.For senior-year entrants, the prerequisite will be waived. | |||
| CSCI 2520 | Data Structures and Applications | — | --LEC: Mo 2:30PM - 4:15PM Tu 3:30PM - 4:15PM -T01-TUT: Tu 2:30PM - 3:15PM | Not for students who have taken CSCI2100 or ESTR2102.Prerequisite: CSCI1120 or 1130 or 1510 or 1520 or 1530 or 1540 or 1550 or ENGG1110 or ESTR1002 or 1100 or 1102 or MATH2221 or PHYS2061. | |||
| DOTE 2051 | Business Information Systems | A-LEC: Th 10:30AM - 1:15PM B-LEC: Mo 9:30AM - 12:15PM C-LEC: We 2:30PM - 5:15PM D-LEC: Tu 2:30PM - 5:15PM E-LEC: Th 2:30PM - 5:15PM | F-LEC: Th 2:30PM - 5:15PM G-LEC: Th 9:30AM - 12:15PM H-LEC: Mo 2:30PM - 5:15PM I-LEC: Tu 2:30PM - 5:15PM | 1. Prerequisite: ACCT1111 or 2111 or HTMG1010 or MGNT1010 or 1020.2. Not for students who have taken SEEM3490. | — | ||
| SEEM 3550 | Fundamentals in Information Systems | — | --LEC: Mo 11:30AM - 12:15PM We 4:30PM - 6:15PM -T01-TUT: TBA | Not for students who have taken ESTR3506. | — |
3.Elective Courses33 units
(a)Business (choose at least 6 units of courses from the following list, but no more than six 1-unit courses)6 units
ACCT 3151#, 4212# or 4213# or 4214#, 4251#, DOTE3010#, FINA, 3010, 3020, 3030, 3040, 3060, 3070, 3090, 3110, 3210, 3230, 3240, 3310, 3320, 3330, 3340, 3350, 3360, 3370, 3398, 3399, 3420, 4010, 4020, 4030, 4040, 4050, 4060, 4310, 4320, 4330, 4340, 4350, 4400, 4410, IBBA3040, MGNT1020, 2511, 2512, 2611, 4010#, MKTG2010#
Show 47 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| ACCT 3151 | Business Law | A-LEC: Tu 3:30PM - 6:15PM B-LEC: Mo 9:30AM - 12:15PM | C-LEC: Tu 3:30PM - 6:15PM | Not for students who have taken ACCT2151, LAWS1041 or LAWS1042. | — | ||
| ACCT 4212 | China Business Valuation and Analysis | — | — | Prerequisite: ACCT3111. | — | ||
| ACCT 4213 | Financial Statement Analysis and Valuation | — | A-LEC: We 2:30PM - 5:15PM | 1. Prerequisite: ACCT3112 or permission from instructor. | — | ||
| ACCT 4214 | Applied Financial Statement Analysis | — | — | — | |||
| ACCT 4251 | Regulation and Compliance in the Financial Markets | — | — | Prerequisites: ACCT3151. | — | ||
| DOTE 3010 | Artificial Intelligence Empowered Business | — | A-LEC: Th 2:30PM - 5:15PM B-LEC: We 2:30PM - 5:15PM | Prerequisite: DOTE1021 or DOTE2011 or ECON2121 or FINA2230 or STAT2001 or permission from instructor. | — | ||
| FINA 3010 | Financial Markets | A-LEC: We 2:30PM - 5:15PM B-LEC: We 9:30AM - 12:15PM C-LEC: Th 9:30AM - 12:15PM | D-LEC: We 9:30AM - 12:15PM E-LEC: We 2:30PM - 5:15PM F-LEC: Th 2:30PM - 5:15PM | 1. Prerequisite: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken ECON3520. | — | ||
| FINA 3020 | International Finance | A-LEC: Mo 2:30PM - 5:15PM B-LEC: Tu 9:30AM - 12:15PM C-LEC: Mo 9:30AM - 12:15PM | D-LEC: Mo 9:30AM - 12:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3030 | Management of Financial Institutions | — | A-LEC: Th 2:30PM - 5:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3040 | Central Banking and Regulation of Financial Institutions | — | — | 1. Prerequisites: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken GLEF4020. | — | ||
| FINA 3060 | Real Estate Finance and Investment | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3070 | Corporate Finance: Theory and Practice | A-LEC: Tu 2:30PM - 5:15PM B-LEC: Mo 9:30AM - 12:15PM C-LEC: Tu 9:30AM - 12:15PM | D-LEC: Mo 2:30PM - 5:15PM E-LEC: Mo 2:30PM - 5:15PM F-LEC: Tu 2:30PM - 5:15PM G-LEC: Mo 9:30AM - 12:15PM | 1. Prerequisite: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken ECON3540. | — | ||
| FINA 3090 | Understanding China's Financial System | — | — | Prerequisite: FINA3010 or FINA3080 or permission from instructor. | — | ||
| FINA 3110 | Issues in Finance | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3210 | Risk Management and Insurance | A-LEC: Tu 2:30PM - 5:15PM B-LEC: We 2:30PM - 5:15PM | C-LEC: Tu 2:30PM - 5:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3230 | Life and Health Insurance | — | A-LEC: Tu 9:30AM - 12:15PM | Prerequisite: FINA3210. | — | ||
| FINA 3240 | Corporate Property and Liability Insurance | A-LEC: Fr 9:30AM - 11:15AM We 2:30PM - 4:15PM | — | Prerequisite: FINA3210. | — | ||
| FINA 3310 [1] | Introduction to Investment Banking | — | A-LEC: Th 6:30PM - 9:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3320 [1] | Introduction to Credit Rating | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3330 [1] | Introduction to Alternative Investment | — | A-LEC: Sa 9:30AM - 12:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3340 [1] | Trading Strategies: Behavioral and Technical Analysis | — | — | 1. Prerequisite: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken FINA3012. | — | ||
| FINA 3350 [1] | Foreign Exchange Market Practices | A-LEC: Sa 9:30AM - 12:15PM | — | 1. Prerequisite: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken FINA3021. | — | ||
| FINA 3360 [1] | Derivative Warrants, Proprietary and Arbitrage Trading Concepts | A-LEC: Tu 6:30PM - 9:15PM | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3370 [1] | Introduction to Bloomberg and Reuters | A-LEC: Tu 9:30AM - 12:15PM B-LEC: Tu 2:30PM - 5:15PM | C-LEC: We 9:30AM - 12:15PM D-LEC: We 2:30PM - 5:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3398 [1] | Special Issues in Finance | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3399 [1] | Current Issues in Finance | A-LEC: Th 9:30AM - 12:15PM B-LEC: Fr 6:30PM - 9:15PM | C-LEC: Mo 6:30PM - 9:15PM | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 3420 | Credit Rating in Global Economy | — | — | Not for students who have taken FINA3320.Pre-requisite: FINA2010, or FINA2011, or FINA2110 or FINA2310, or permission from instructor. | — | ||
| FINA 4010 | Security Analysis | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4020 | Fund Management and Asset Allocation | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4030 | Selected Topics in Finance | A-LEC: Th 2:30PM - 5:15PM | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4040 | Cases in Corporate Finance | — | — | Prerequisite: FINA3070 or permission from instructor. | — | ||
| FINA 4050 | Mergers and Acquisitions | A-LEC: Mo 2:30PM - 5:15PM | — | Prerequisite: FINA3070 or permission from instructor. | — | ||
| FINA 4060 | China Finance | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4310 [1] | China Banking and Financial System | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4320 [1] | China Equity Securities Market | A-LEC: Mo 6:30PM - 9:15PM | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4330 [1] | China Derivative Securities Market | — | — | Prerequisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| FINA 4340 [1] | Structured Products: Fundamentals and Analysis | A-LEC: We 6:30PM - 9:15PM | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4350 [1] | Bond Markets: Analysis and Strategies | — | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4400 | Behavioral Finance | — | A-LEC: Th 2:30PM - 5:15PM | 1. Pre-requisite: FINA2010 or FINA2310 or permission from instructor.2. Not for students who have taken ECON4470. | — | ||
| FINA 4410 | Current developments in FinTec | — | A-LEC: Mo 9:30AM - 12:15PM | Pre-requisite: FINA2010 or FINA2310 or permission from instructor. | — | ||
| IBBA 3040 [1] | Business Lecture Series | AS01-SEM: Th 6:30PM - 8:15PM | BS01-SEM: Th 6:30PM - 8:15PM | — | |||
| MGNT 1020 | Management | A-LEC: Mo 3:30PM - 6:15PM B-LEC: Tu 2:30PM - 5:15PM C-LEC: Tu 10:30AM - 1:15PM D-LEC: Th 10:30AM - 1:15PM E-LEC: Th 2:30PM - 5:15PM F-LEC: Tu 10:30AM - 1:15PM G-LEC: Th 10:30AM - 1:15PM H-LEC: Th 2:30PM - 5:15PM I-LEC: Tu 2:30PM - 5:15PM | J-LEC: Tu 10:30AM - 1:15PM K-LEC: Tu 2:30PM - 5:15PM L-LEC: Th 10:30AM - 1:15PM M-LEC: Th 2:30PM - 5:15PM N-LEC: Tu 10:30AM - 1:15PM | — | |||
| MGNT 2511 [1] | Global Experiential Learning I | A-LEC: TBA B-LEC: TBA C-LEC: TBA D-LEC: TBA E-LEC: TBA F-LEC: TBA | G-LEC: TBA H-LEC: TBA I-LEC: TBA J-LEC: TBA K-LEC: TBA L-LEC: TBA | Not for students who have taken MGNT2510. | — | ||
| MGNT 2512 [1] | Global Experiential Learning II | A-LEC: TBA B-LEC: TBA C-LEC: TBA D-LEC: TBA | E-LEC: TBA F-LEC: TBA G-LEC: TBA H-LEC: TBA I-LEC: TBA J-LEC: TBA K-LEC: TBA | 1. Pre-requisites: MGNT2511.2. Not for students who have taken MGNT2510. | — | ||
| MGNT 2611 [2] | Business Sustainability | A-LEC: Tu 10:30AM - 12:15PM B-LEC: Tu 2:30PM - 4:15PM C-LEC: Th 10:30AM - 12:15PM | D-LEC: Tu 10:30AM - 12:15PM E-LEC: Th 10:30AM - 12:15PM F-LEC: Mo 2:30PM - 4:15PM | — | |||
| MGNT 4010 | Strategic Management | A-LEC: Tu 10:30AM - 1:15PM B-LEC: We 10:30AM - 1:15PM C-LEC: Th 10:30AM - 1:15PM D-LEC: Tu 2:30PM - 5:15PM E-LEC: We 2:30PM - 5:15PM F-LEC: Th 2:30PM - 5:15PM | G-LEC: Tu 2:30PM - 5:15PM H-LEC: We 2:30PM - 5:15PM I-LEC: Tu 10:30AM - 1:15PM J-LEC: Th 10:30AM - 1:15PM K-LEC: Th 2:30PM - 5:15PM L-LEC: We 10:30AM - 1:15PM | Prerequisites: HTMG1010 or MGNT1020 and at least two 3000/4000 level coursees offered by the Faculty of Business Administration. | — | ||
| MKTG 2010 | Marketing Management | A-LEC: Mo 12:30PM - 3:15PM B-LEC: Tu 9:30AM - 12:15PM C-LEC: Tu 1:30PM - 4:15PM D-LEC: Th 9:30AM - 12:15PM E-LEC: Th 9:30AM - 12:15PM F-LEC: Th 2:30PM - 5:15PM G-LEC: Fr 8:30AM - 11:15AM | H-LEC: We 9:30AM - 12:15PM J-LEC: Mo 9:30AM - 12:15PM K-LEC: Th 9:30AM - 12:15PM L-LEC: Th 9:30AM - 12:15PM | — |
(b)Quantitative/Mathematical Finance (choose at least 9 units of courses from the following list)9 units
FINA4110, 4120, 4150, 4160, 4370, 4420, MATH3215#, 3230#, 3240#, 4210#
Show 10 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| FINA 4110 | Options and Futures | A-LEC: Th 9:30AM - 12:15PM B-LEC: Th 2:30PM - 5:15PM | C-LEC: Tu 2:30PM - 5:15PM | 1. Prerequisite: FINA3080 or permission from instructor.2. Not for students who have taken ECON4450. | — | ||
| FINA 4120 | Fixed Income Securities Analysis | — | A-LEC: Tu 9:30AM - 12:15PM B-LEC: Tu 2:30PM - 5:15PM C-LEC: We 2:30PM - 5:15PM | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4150 | Quantitative Methods for Financial Derivatives | A-LEC: Sa 9:30AM - 12:15PM | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4160 | Intermediate Financial Theory | — | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4370 | Derivatives Trading: Analysis and Strategies | A-LEC: Mo 2:30PM - 5:15PM | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4420 | Financial Markets from a Macro Perspective | A-LEC: Tu 9:30AM - 12:15PM | — | Prerequisite: FINA3020 or FINA3080 or permission from instructor. | — | ||
| MATH 3215 | Operations Research | --LEC: Mo 2:30PM - 4:15PM Th 4:30PM - 5:15PM -T01-TUT: Th 5:30PM - 6:15PM | — | Pre-requisite: MATH1030/1038 or 1630 or ENGG1120/ESTR1005. | |||
| MATH 3230 | Numerical Analysis | A-LEC: Th 3:30PM - 4:15PM We 10:30AM - 12:15PM AT01-TUT: Th 2:30PM - 3:15PM AT02-TUT: Th 4:30PM - 5:15PM | — | ||||
| MATH 3240 | Numerical Methods for Differential Equations | — | --LEC: Mo 12:30PM - 2:15PM Tu 5:30PM - 6:15PM -T01-TUT: Tu 4:30PM - 5:15PM | ||||
| MATH 4210 | Financial Mathematics | — | --LEC: Tu 12:30PM - 2:15PM We 9:30AM - 10:15AM -T01-TUT: We 8:30AM - 9:15AM |
(c)Risk Management/Data Analytics (choose at least 15 units of courses from the following list)15 units
RMSC2001, 3001, 4002, 4004, 4005, 4006, 4007, STAT3007#, 4001#, 4004#, 4005# 4010#, 4012#
Show 12 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| RMSC 2001 | Introduction to Risk Management | A-LEC: Mo 9:30AM - 11:15AM We 4:30PM - 5:15PM AT01-TUT: TBA | B-LEC: We 11:30AM - 2:15PM BT01-TUT: TBA | -. | — | ||
| RMSC 3001 | Principles of Credit Risk Management | — | --LEC: We 2:30PM - 3:15PM Mo 12:30PM - 2:15PM -T01-TUT: TBA | Pre-requisite: RMSC2001 or consent of instructor. | — | ||
| RMSC 4002 | Financial Data Analytics with Machine Learning | --LEC: We 12:30PM - 3:15PM -T01-TUT: TBA | — | Prerequisite:RMSC2001, STAT2001 and STAT2006, or consent of instructor. | — | ||
| RMSC 4004 | Theory of Risk and Insurance | — | --LEC: Tu 11:30AM - 2:15PM -T01-TUT: TBA | — | |||
| RMSC 4005 | Stochastic Calculus for Finance and Risk | — | --LEC: Th 3:30PM - 6:15PM -T01-TUT: TBA | Prerequisite:RMSC2001 or consent of instructor. | — | ||
| RMSC 4006 | Operational Risk Management | — | — | Pre-requisite: RMSC2001 or consent of instructor. | — | ||
| RMSC 4007 | Risk Management with Derivatives Concepts | — | — | Prerequisite: RMSC2001, 4001 & 4003 or consent of instructor. | — | ||
| STAT 3007 | Introduction to Stochastic Processes | A-LEC: Mo 9:30AM - 12:15PM AT01-TUT: TBA | B-LEC: Th 12:30PM - 3:15PM BT01-TUT: TBA | — | |||
| STAT 4001 | Data Mining and Statistical Learning | --LEC: Mo 2:30PM - 5:15PM -T01-TUT: TBA | — | ||||
| STAT 4004 | Actuarial Science | — | — | Not for students who have taken or register concurrently for FINA3220. | |||
| STAT 4005 | Time Series | A-LEC: Tu 12:30PM - 2:15PM Mo 5:30PM - 6:15PM AT01-TUT: TBA | B-LEC: Tu 12:30PM - 2:15PM We 5:30PM - 6:15PM BT01-TUT: TBA | ||||
| STAT 4012 | Statistical Principles of Deep Learning with Business Applications | — | --LEC: Th 12:30PM - 3:15PM -T01-TUT: TBA |
(d)Capstone/Research (choose at least 3 units of courses from the following list)3 units
FINA4130, 4140, 4190, 4380, 4390, 4430, 6232, 6242, 6252, RMSC4102, 4202, STAT4011#
Show 12 courses
| Course | Title | T1 | T2 | T1 Teaching schedule | T2 Teaching schedule | Enrolment information | Also in minor |
|---|---|---|---|---|---|---|---|
| FINA 4130 | Empirical Finance | — | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4140 | Computational Finance | — | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4190 | Research Project in Quantitative Finance | — | — | Prerequisite: At least two FINA41XX courses and permission from instructor. | — | ||
| FINA 4380 | Algorithmic Trading Strategies, Arbitrage and HFT | — | A-LEC: Sa 9:30AM - 12:15PM | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 4390 | Banking and Finance Practicum | — | — | Prerequisite: At least three FINA courses at 3000-level or above, and permission from instructor. | — | ||
| FINA 4430 | Computerized Trading and Big Data | A-LEC: Tu 2:30PM - 5:15PM | — | Prerequisite: FINA3080 or permission from instructor. | — | ||
| FINA 6232 | Seminar in Asset Pricing | — | --LEC: TBA | For students in MPhil-PhD Finance. | — | ||
| FINA 6242 | Seminar in Corporate Finance | --LEC: TBA | — | For students in MPhil-PhD Finance. | — | ||
| FINA 6252 | Empirical Methods in Asset Pricing | --LEC: TBA | — | For students in MPhil-PhD Finance. | — | ||
| RMSC 4102 | Research Project | — | -J01-PRJ: Tu 4:30PM - 6:15PM -T01-TUT: TBA | Pre-requisite: RMSC3101 or consent of instructor. | — | ||
| RMSC 4202 | Practicum | -P01-PRA: TBA | -P01-PRA: TBA | Prerequisite: RMSC2001 & FINA2010 or 2110 or consent of instructor. | — | ||
| STAT 4011 | Statistics Projects | -J01-PRJ: Tu 4:30PM - 6:15PM -T01-TUT: Mo 5:30PM - 6:15PM -T02-TUT: We 5:30PM - 6:15PM -T03-TUT: We 3:30PM - 4:15PM -T04-TUT: Th 2:30PM - 3:15PM | — | Prerequisite:STAT3011 or consent of instructor. | — |
Explanatory Notes
FINA and RMSC courses at 2000 and above level as well as those labeled as # will be included in the calculation of Major GPA for honours classification.
JUPAS admittees without HKDSE Mathematics Extended Modules I or II are required to take a preparatory Mathematics course MATH1530 before taking MATH1010 or 1018, except those who pass the Mathematics Placement Test arranged by the Programme.
Subject to the approval of the major programme, students who have completed the Co-operative Education Programme are deemed to have fulfilled the capstone requirement FINA4390.